Best Investors
Account
Sign in
Best Investors
Account
Sign in
711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-08 |
| WI | RA | APPROVED | 2011-01-04 |
Branch Locations
W137N5557 Williams Pl, Menomonee Falls, WI 53051 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Princor Financial Services | Menomonee Falls | WI | 02/2006 | Present |
| Principal Life Insurance | Menomonee Falls | WI | 02/2006 | Present |
| Union Financial Inc. | Menomonee Falls | WI | 07/2008 | Present |
***OUTSIDE INSURANCE (HTTP://WW.THECEDEPOT.COM); SELLING TRADITIONAL INSURANCE PRODUCTS, LONG TERM CARE INSURANCE, DISABILITY, HEALTH, GROUP BENEFITS AND P&C THROUGH VARIOUS CARRIERS; 1/16/13. ***UNION FINANCIAL, INC., 50% OWNER OF COMPANY; ACTIVE MANAGER, 11/20/14. ***BAD PARTNERS, LLC, ONE OF THREE MANAGING MEMBERS OF THE LLC. BAD PARTNERS, LLC IS REPLACING BRIDGE VEBA WHICH WAS THE MARKETING ENTITY USED TO SELL ONE VEBA PLAN. NO MARKETING FOR SALES OF FUTURE VEBA PLANS IS OCCURRING, 11/21/14.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-17 |
Reach out to this advisor