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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 1991-05-28
TX RA APPROVED_RES 1989-10-20
  • AR RA
    APPROVED
    Since 1991-05-28
  • TX RA
    APPROVED_RES
    Since 1989-10-20

Branch Locations

2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Little Rock AR 03/1986 Present
Bank Of America,Na Little Rock AR 12/2009 Present
Other Businesses

I*: 2584269 Entity Type: Fiduciary role Name of OBA: C. H./ M. (Wife) Address: Cammack Village, AR, 72207 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 6/30/2025 Number of Hours: 24 hrs wkly Number of Hours during trading: 24 hrs wkly Duties: Power of Attorney for Spouse

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-07
S63 Uniform Securities Agent State Law Examination 1985-01-29
  • S65 Uniform Investment Adviser Law Examination
    1995-02-07
  • S63 Uniform Securities Agent State Law Examination
    1985-01-29
Other Names
  • Doug Menz
  • Douglas W Mentz
  • Doug Menz

View on SEC IAPD

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