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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-29 |
| FL | RA | APPROVED | 2025-10-28 |
| OH | RA | APPROVED | 2025-10-27 |
Branch Locations
5200 Town Center Cir Ste 600, Boca Raton, FL 33486-1045 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co., Inc. | Boca Raton | FL | 07/2003 | 10/2025 |
| Ameriprise Financial Services, Llc | Boca Raton | FL | 10/2025 | Present |
Board of Directors; Rotary Club; SGT at arms; PO BOX, , Boca Raton , FL, 33497; Not Investment-Related; 01/01/2005; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-31 |
| S65 | Uniform Investment Adviser Law Examination | 2001-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1984-08-21 |
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