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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-11-05 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
433 N Camden Dr 9Th & 12Th Fls [La-Rbo], Beverly Hills, CA 90210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Beverly Hills | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Beverly Hills | CA | 11/2016 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; CHULA VISTA, CA; CO-OWNER; START DATE 3/2011; 4 HRS MONTH; 0 HRS DURING TRADING.; RENTAL PROPERTY, INV RELATED, NORWALK, CA, 33.33% OWNERSHIP, START 4/1/2018, 1 HOUR PER MONTH, ZERO DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-05 |
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