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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-27 |
| SC | RA | APPROVED | 1999-04-22 |
Branch Locations
500 Taylor Street Suite 301, Columbia, SC 29201 • United States
1202 N. Cashua Dr., Florence, SC 29501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Equity Services, Inc. | Columbus | SC | 03/1999 | Present |
1. President and Co-Owner, CalmWater Advisors, LLC, a private entity established to facilitate securities, advisory, and insurance business; As of 10/05/2017; Approximately more than 95% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Fixed insurance sales, as an Agent, under the name 'CalmWater Advisors'; Conducted at branch location; Investment related. 3. Watch Restoration; Purchasing, restoring, and selling watches; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-08-17 |
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