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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-06 |
| IN | RA | APPROVED | 2019-01-03 |
Branch Locations
2335 E Margaret Dr, Terre Haute, IN 47802 • United States
Terre Haute, IN • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Terre Haute | IN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Terre Haute | IN | 11/2016 | 10/2018 |
| Ameriprise Financial Services Inc | Terre Haute | IN | 12/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Terre Haute | IN | 03/2020 | Present |
Real Estate Ownership; Lot/Land; 3600 E Margaret AvTerre Haute, IN, ,; Not Investment-Related; 01/01/2005. Business Ownership; GordonRiley LLC; Joint business for payroll from Ameriprise compensation; Ameriprise practice; 2963 Erie Canal RoadTerre Haute, IN 47802, ,; Not Investment-Related; 03/12/2019; 40 to 59 hours per month; 20 to 39 during trading hours / Four Pillars LLC; 50% Real Estate partner with Kyle Volkers to purchase property for possible new office location.; Office space; 2335 Margaret Av, , Terre Haute, IN, 47802; Not Investment-Related; 08/15/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; GordonRiley LLC; Co-owner; Manage advisory business; 2335 E Margaret Dr, , Terre Haute, IN, 47802; Investment-Related; 12/18/2019; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 1984-08-31 |
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