Jeffrey James Lofgren

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1984 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Naples, FL
• 12/2009 → Present
  Bank Of America, N.A.
  Naples, FL

Other Businesses

I*28601 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JEFF LOFGREN/REAL ESTATE/$290K/OWNER INVESTMENT RELATED: N ADDRESS OF BUSINESS: NAPLES, FLORIDA 34102 NATURE OF BUSINESS: OTHER, MY WIFE AND I OWN PROPERTY AND RENT IT OUT POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 1/1/1987 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER RENT PROPERTY

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-09-23
• S63 Uniform Securities Agent State Law Examination
  1984-09-07

Other Names

• Jeff Lofgren