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Gary James Pohl

Spc

Lansing, MI

Ann Arbor, MI

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-02-09
  • MI RA
    APPROVED
    Since 2010-02-09

Branch Locations

4710 West Saginaw Suite 5, Lansing, MI 48917 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pohl And Associates Lansing MI 06/1982 Present
Sigma Financial Corporation Ann Arbor MI 07/2008 Present
Sigma Planning Corporation Lansing MI 01/2010 Present
  • 06/1982 → Present
    Pohl And Associates
    Lansing, MI
  • 07/2008 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
  • 01/2010 → Present
    Sigma Planning Corporation
    Lansing, MI
Previous Registrations
Other Businesses

1. POHL & ASSOCIATES: SALE OF VARIOUS INSURANCE PRODUCTS THROUGH VARIOUS INSURANCE COMPANIES. 2. GPS Planning, LLC, Lansing, MI. Sole member LLC used to track business expenses. Start date: 6/9/04, less than 1 hr/mo.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-05-19
S63 Uniform Securities Agent State Law Examination 1984-10-19
  • S65 Uniform Investment Adviser Law Examination
    2003-05-19
  • S63 Uniform Securities Agent State Law Examination
    1984-10-19

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