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Clarence Arthur Murray

Morgan Stanley

Annapolis, MD

CRD 1291711

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-05-26
TX RA APPROVED 2023-05-26
  • MD RA
    APPROVED
    Since 2023-05-26
  • TX RA
    APPROVED
    Since 2023-05-26

Branch Locations

410 Severn Avenue Suite 211, Annapolis, MD 21403 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Columbia MD 05/2009 11/2016
Wells Fargo Clearing Services, Llc Columbia MD 11/2016 05/2023
Morgan Stanley Smith Barney Llc Annapolis MD 05/2023 Present
Morgan Stanley Private Bank, N.A. New York NY 07/2023 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Columbia, MD
  • 11/2016 → 05/2023
    Columbia, MD
  • 05/2023 → Present
    Morgan Stanley Smith Barney Llc
    Annapolis, MD
  • 07/2023 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-11
S63 Uniform Securities Agent State Law Examination 1984-08-10
  • S66 Uniform Combined State Law Examination
    2004-06-11
  • S63 Uniform Securities Agent State Law Examination
    1984-08-10
Other Names
  • Clarence Arthur Murray
  • Clarence Arthur Murray
  • Clarence Arthur Murray Iii

View on SEC IAPD

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