Susan Kay Gross

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → Present
  Lpl Financial, Llc
  Reading, PA

Other Businesses

1. 7/30/2007: DBA ONLY - CORNERSTONE FINANCIAL STRATEGIES - 5 HEARTHSTONE COURT STE B103 READING, PA 19606. 2. 3/16/2008: NON-VARIABLE INSURANCE - SK GROSS, LLC - INSURANCE SALES - TIME SPENT 5% - READING, PA. 3. 7/26/2012: NON-VARIABLE INSURANCE - INSURANCE SALES - TIME SPENT 5% - READING, PA. 4. 6/20/2013: DBA ONLY - SK GROSS, LLC - THE LIMITED LIABILITY CORPORATION HAS BEEN FORMED TO PAY EXPENSES, SIGN LEASES NEEDED WHILE OPERATING UNDER THE DBA CORNERSTONE FINANCIAL STRATEGIOS, LLC AND AFFORD PROTECTION OF PERSONAL ASSETS. AND USED IN ADVERTISING. - TIME SPENT 1% - READING, PA. 5. 12/11/2019 - No Business Name - Not Investment Related - Shillington, PA 19607 - Real Estate Rental - Start Date: 12/11/2019 - 1 Hour Per Month/0 Hours During Securities Trading. 6. 02/02/2023 - NRA INSTRUCTOR - Not Investment Related - 2807 PERKIOMEN AVE, READING PA, 19606 and 2 CARAMIST DRIVE, SINKING SPRING, PA 19608 - Outside/W-2 Employment - Instructor - Start Date: 03/01/2023 - 8 Hours Per month/0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-08-10
• S63 Uniform Securities Agent State Law Examination
  1984-08-18