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One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-01-25 |
| AR | RA | APPROVED | 2014-07-15 |
Branch Locations
One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
715 W Sherman Ave Suite B, Harrison, AR 72601 • United States
Conway, AR • United States
One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Benjamin F Edwards & Co | Harrison | AR | 07/2014 | Present |
1) Trustee- Helen Weir Family Trust; investment-related; Harrison, AR; Start date: 5/24/2020; 0 hours/month 2) Trustee-Maxine N Bracy Revocable Trust; investment-related; Harrison, AR; Start date: 6/26/2018; 0 hours/month 3) Arbor Grove Land Company, LLC; non-investment-related; 1000 Reynolds Avenue Conway, AR 72032; family farming interests; 25% ownership; 1/1/2021 start date; .5 hours/month; 0 hours/month during trading hours; no real duties as member of the LLC; I am only a member of the LLC; LLC formed at death of mother and aunt to hold family land in efficient form to continue to farm rice and soybeans; duties primarily consist of occasional communication with the individual who farms the property and insuring that CPA files required tax returns for the LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 1984-09-14 |
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