Gregory Ray Powell

Current Employers

Employment History

• 02/2005 → Present
  Lpl Financial Llc
  Birmingham, AL

Previous Registrations

• 1991-11-14 → 2005-02-22
  Morgan Stanley Dw Inc.
  Birmingham, AL

Other Businesses

1. 02/07/2005 - DBA- FI-PLAN PARTNERS, LLC - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 07/19/2005 - FI-PLAN PARTNERS, LLC - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 3. 07/19/2005 - FI-PROPERTIES LLC - INV REL - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - OWNER OF OFFICE BUILDING 4. 01/11/2007 - NO BUSINESS NAME - ACT IN A FIDUCIARY CAPACITY - 1% TIME SPENT - TRUSTEE FOR DAUGHTER SARA POWELL/SPECIAL NEEDS TRUST. 5. 04/20/2007 - NO BUSINESS NAME - INV REL - NON-VARIABLE INSURANCE LIFE - 1% TIME SPENT - POSSIBLE SALES IN THE ABOVE WHEN DIRECTED AS A RESULT OF A FINANCIAL PLAN. 6. 11/20/2007 - FISMART, LLC - OTHER-EDUCATIONAL - 10% TIME SPENT - OWNER OF FISMART WHICH WILL DEVELOP EDUCATIONAL MATERIALS FOR THE FINANCIAL SERVICE INDUSTRY AND THE END USER 7. 11/03/2008 - NATIONAL FEDERATION OF INDEPENDENT BUSINESS - NOT INV REL - COMMUNITY, CIVIC AND CHARITABLE BOARD - 1% TIME SPENT - MEMBER OF THE BOARD OF DIRECTORS FOR NATIONAL FEDERATION OF INDEPENDENT BUSINESS 8. 01/29/2009 - ALDRIDGE GARDENS - NOT INV REL - COMMUNITY, CIVIC AND CHARITABLE BOARD - 1% TIME SPENT - BOARD OF DIRECTOR FOR ALDRIDGE GARDENS IN BIRMINGHAM, AL 9. 03/17/2014 - CAMP SMILE-A-MILE - NOT INV REL - COMMUNITY, CIVIC AND CHARITABLE BOARD - 1% TIME SPENT - CAMP SMILE-A-MILE - SCHOLARSHIP COMMITTEE 10. 09/09/2014 - SAMFORD ATHLETIC COUNCIL - NOT INV REL - SAMFORD UNIVERSITY 800 LAKESHORE DRIVE BIRMINGHAM, AL 35229 - NON-PROFIT BOARD MEMBER - START 09/26/2014 - 2 HOURS PER MONTH, 0 DURING TRADING 11. 10/30/2014 - NATIONAL FEDERATION OF INDEPENDENT BUSINESSES - NOT INV REL - 1201 F STREET NW, SUITE 200, WASHINGTON, DC 20004 - NON-PROFIT BOARD MEMBER - START 11/10/14 - 8 HOURS PER MONTH, 8 DURING TRADING - I WILL BE ONE OF 15 BOARD MEMBERS ON THE NATIONAL NFIB BOARD. 12. 4/27/2017 - FI SMART - Investment Related - At Reported Business Location(s) - Other-Author - Started 03/21/2017 - 4 Hours Per Month/0 Hours During Securities Trading. 13. 8/26/2019 - No Business Name - Investment Related - Home Based & Gulf Shores, AL - Real Estate Rental - Started 01/01/2001 - 1 Hour Per Month During Securities Trading - Condo. 14. 7/17/2020 - Political Campaign - Not Investment Related - At Reported Business Location(s) - Other-Political Campaign Committee - Start Date: 9/16/2019 - 5 Hours Per Month/0 Hours During Securities Trading - Campaign Committee for the reelection of Frank Brocato, Mayor of the City of Hoover.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-07-12
• S63 Uniform Securities Agent State Law Examination
  1984-12-04

Other Names

• Greg Powell