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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-11-20 |
Branch Locations
925 State Fair Boulevard, Syracuse, NY 13209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Webster | NY | 02/2005 | 11/2023 |
| Commonwealth Financial | Webster | NY | 02/2005 | 11/2023 |
| Lpl Financial Llc | Syracuse | NY | 11/2023 | Present |
| Seneca Savings | Syracuse | NY | 11/2023 | Present |
1)11/17/2023 - Financial Quest Retirement Plan Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-01 |
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