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1371 E. Hecla Drive Suite A, Louisville, CO 80027 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-04-01 |
Branch Locations
1371 E. Hecla Drive Suite A, Louisville, CO 80027 • United States
Broomfield, CO • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-03 |
| CO | RA | APPROVED | 2025-09-03 |
| TX | RA | APPROVED | 2012-06-05 |
Branch Locations
Broomfield, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New West Investment Management, Inc. | Broomfield | CO | 11/1990 | Present |
| Peak Asset Management, Llc | Louisville | CO | 04/2026 | Present |
President, New West Investment Management, Inc., investment portfolio management, 5% of time spent per month.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-09-07 |
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