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One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-13 |
| UT | RA | APPROVED | 2024-11-13 |
Branch Locations
One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA
635 S. 100 East Suite 120, Logan, UT 84321 • United States
One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Logan | UT | 08/2009 | Present |
1) ASPEN CREEK ESTATES HOA; NON-INVESTMENT RELATED; FISH HAVEN, ID; HOME OWNERS ASSOCIATION; SECRETARY; STARTING 11/17/2024; 1 HOUR/MONTH; NO TIME DURING TRADING HOURS; DUTIES INCLUDE TAKING NOTES AT MEETINGS, HELPING ON COMMUNICATION WITH HOA OWNERS 2) CACHE COUNTY COUNCIL COUNCILMAN; NON-INVESTMENT RELATED; LOGAN, UT; COUNTY ENTITY; COUNTY COUNCILMAN; STARTING 1/21/2021; 20 HR/MO; NO TIME DURING TRADING HOURS; DUTIES INCLUDE ATENDING MEETINGS AND OVERSIGHT OF COUNTY BUSINESS AND GOVERNMENT ISSUES. PAID POSITION. 3) THOMAS & JUDITH MIGEL LIVING TRUST 9/26/16; TRUSTEE; START 10/17/16. 4) BLAINE R WORTHEN TRUST; INVESTMENT-RELATED; TRUSTEE; KAYSVILLE, UTAH; START DATE: 11/08/2023; 4 HOURS/MONTH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-04 |
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