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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
Branch Locations
10275 W Higgins Road Suite 200, Rosemont, IL 60018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Northbrook | IL | 09/2013 | 11/2024 |
| The Prudential Insurance Company Of America | Northbrook | IL | 09/2013 | Present |
| Lpl Enterprise, Llc | Rosemont | IL | 11/2024 | Present |
REAL ESTATE RENTAL PROPERTY POSITION: Owner NATURE: Rental INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2017 ADDRESS: 130 The Village, #102, Redondo Beach CA 90277, United States DESCRIPTION: My wife and I own a condo in RB, CA. We rent it out to friends sometimes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-16 |
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