Best Investors
Account
Sign in
Best Investors
Account
Sign in
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-07-31 |
| TX | RA | APPROVED_RES | 2009-10-22 |
Branch Locations
Patewood Vi Office Park 10 Patewood Drive, Suite 220, Greenville, SC 29615 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Chicago | IL | 06/2007 | Present |
1. Sigma Nu Theta Rho Alumni Association; 506 May Apple Ln Carbondale IL 62903; Promote Camaraderie among alumni and mentoring to undergrads; Board Member; Attend meetings & assist in outreach; 1/31/22; 1 hr per month; during sec trading hours; not investment related 2. Lutheran Day Nursery of Chicago; 1802 N Fairfield Chicago IL 60647; Early childhood center. (preschool); At large board member; Attend Board meetings (virtually); 07/26/2024; 2 hrs/quarter; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1984-09-06 |
Reach out to this advisor