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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-12-06 |
| CA | RA | APPROVED | 2013-11-25 |
Branch Locations
Columbia Center, 701 5Th Avenue Suite 4050, Seattle, WA 98104 • United States
301 North Lake Suite 800, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Pasadena | CA | 03/2016 | Present |
1) YMCA BOARD, 625 SO. NEW HAMPSHIRE AVE., LA, CA 90005 START DATE 2009 TO UNKNOWN. YES COMPENSATION - OCCASIONAL COMMISSIONS IN STOCK. TITLE: BOARD MEMBER. APPROX 3 HOURS PER MONTH DEVOTED TO ACTIVITY. APPROX 1 HOUR PER MONTH DURING MARKET HOURS. 2) CALIFORNIA VINTAGE WINE SOCIETY 800 W. SIXTH STREET #310, LA 90017 START DATE 2004 TILL LIFETIME. NO COMPENSATION. TITLE BOARD CHAIR. APPROX 4 HOURS PER MONTH. ZERO HOURS DURING MARKET HOURS. 3) MERRITT FAMILY TRUST; INVESTMENT RELATED; LOS ANGELES, CA; TRUSTEE; SINCE 02/01/2019; APPROX 4 HRS/QTR; SOME TIME DEVOTED DURING SECURITIES TRADING HOURS; HELP ENACT THE TERMS OF THE TRUST, WORKING ALONGSIDE OTHER TRUSTEES. 4) FIVE ACRES BOYS' AND GIRLS' AID SOCIETY OF LOS ANGELES; NON-INVESTMENT RELATED; 760 W MOUNTAIN VIEW ST, ALTADENA, CA; NON-PROFIT; DIRECTOR; SINCE 03/13/2019; APPROX 4 HRS/QTR; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; DUTIES INCLUDE GOVERNANCE AND OVERSIGHT OF THE ORGANIZATION. 5) HASTINGS FOUNDATION; NON-INVESTMENT RELATED; LOS ANGELES, CA; MEMBER OF BOARD OF TRUSTEES; SINCE 04/12/2019; APPROX 4 HRS/QTR DEVOTED DURING SECURITIES TRADING HOURS; AUTHORIZE ANNUAL DISTRIBUTIONS OF GRANTS AND OVERSEE THE OUTSIDE INVESTMENT MANAGERS (ALONG WITH OTHER TRUSTEES) 6) DONALD W CROWELL NEMDT & DONALD W CROWELL EMDT; TRUSTEE; START 6/20/04; TRUSTEE & FA - BUY/SELL SECURITIES AND PAY BILLS. 7) DONALD W CROWELL SURVIVORS TRUST; TRUSTEE; START 6/20/04; TRUSTEE & FA - BUY/SELL SECURITIES AND PAY BILLS. 8) YOUNG PRESIDENTS ORGANIZATION (YPO); NON-INVESTMENT RELATED; NON-PROFIT; MEMBER; START 9/1/17; 4 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I I ATTEND CHAPTER EVENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-08 |
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