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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-06
CA RA APPROVED 2013-11-25
  • TX RA
    APPROVED_RES
    Since 2018-12-06
  • CA RA
    APPROVED
    Since 2013-11-25

Branch Locations

Columbia Center, 701 5Th Avenue Suite 4050, Seattle, WA 98104 • United States

301 North Lake Suite 800, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Pasadena CA 03/2016 Present
Previous Registrations
  • 1998-01-20 → 2013-12-24
    Crowell, Weedon & Co.
    Los Angeles, CA
    Los Angeles, CA
  • 2013-10-15 → 2013-11-25
    Crowell Weedon & Co.
    Los Angeles, CA
Other Businesses

1) YMCA BOARD, 625 SO. NEW HAMPSHIRE AVE., LA, CA 90005 START DATE 2009 TO UNKNOWN. YES COMPENSATION - OCCASIONAL COMMISSIONS IN STOCK. TITLE: BOARD MEMBER. APPROX 3 HOURS PER MONTH DEVOTED TO ACTIVITY. APPROX 1 HOUR PER MONTH DURING MARKET HOURS. 2) CALIFORNIA VINTAGE WINE SOCIETY 800 W. SIXTH STREET #310, LA 90017 START DATE 2004 TILL LIFETIME. NO COMPENSATION. TITLE BOARD CHAIR. APPROX 4 HOURS PER MONTH. ZERO HOURS DURING MARKET HOURS. 3) MERRITT FAMILY TRUST; INVESTMENT RELATED; LOS ANGELES, CA; TRUSTEE; SINCE 02/01/2019; APPROX 4 HRS/QTR; SOME TIME DEVOTED DURING SECURITIES TRADING HOURS; HELP ENACT THE TERMS OF THE TRUST, WORKING ALONGSIDE OTHER TRUSTEES. 4) FIVE ACRES BOYS' AND GIRLS' AID SOCIETY OF LOS ANGELES; NON-INVESTMENT RELATED; 760 W MOUNTAIN VIEW ST, ALTADENA, CA; NON-PROFIT; DIRECTOR; SINCE 03/13/2019; APPROX 4 HRS/QTR; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; DUTIES INCLUDE GOVERNANCE AND OVERSIGHT OF THE ORGANIZATION. 5) HASTINGS FOUNDATION; NON-INVESTMENT RELATED; LOS ANGELES, CA; MEMBER OF BOARD OF TRUSTEES; SINCE 04/12/2019; APPROX 4 HRS/QTR DEVOTED DURING SECURITIES TRADING HOURS; AUTHORIZE ANNUAL DISTRIBUTIONS OF GRANTS AND OVERSEE THE OUTSIDE INVESTMENT MANAGERS (ALONG WITH OTHER TRUSTEES) 6) DONALD W CROWELL NEMDT & DONALD W CROWELL EMDT; TRUSTEE; START 6/20/04; TRUSTEE & FA - BUY/SELL SECURITIES AND PAY BILLS. 7) DONALD W CROWELL SURVIVORS TRUST; TRUSTEE; START 6/20/04; TRUSTEE & FA - BUY/SELL SECURITIES AND PAY BILLS. 8) YOUNG PRESIDENTS ORGANIZATION (YPO); NON-INVESTMENT RELATED; NON-PROFIT; MEMBER; START 9/1/17; 4 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I I ATTEND CHAPTER EVENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-30
S63 Uniform Securities Agent State Law Examination 1996-08-08
  • S66 Uniform Combined State Law Examination
    2007-08-30
  • S63 Uniform Securities Agent State Law Examination
    1996-08-08

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