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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2004-10-20 |
Branch Locations
2555 E. Camelback Road Suite 600, Phoenix, AZ 85016 • United States
2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Phoenix | AZ | 04/1984 | Present |
1)TYDAM, LLC / MESA AZ 85213 / PARTNERSHIP / REAL ESTATE / FAMILY PARTNERSHIP / PARTNER / START DATE 10/01/2003. 2)AKT, LLC, 3505 E. Fox, Mesa, AZ 85213/ Principal Business Activity- stocks, bonds, mutual funds all through UBS for the benefit of my son./ Role - I am the manager of the LLC./ Compensation - No 3)TAM Holdings LTD/ Principal Business Activity- Computer Consulting/ Compensation - No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-14 |
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