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Brendan Joseph Donahue

Sovereign Financial Services

Rocky Hill, CT

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Current Employers
Sovereign Financial Services

21 New Britain Avenue Suite 110, Rocky Hill, CT 06067 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2014-01-30
  • CT RA
    APPROVED
    Since 2014-01-30

Branch Locations

21 New Britain Avenue Suite 110, Rocky Hill, CT 06067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ing Financial Partners, Inc. Windsor CT 01/2011 Present
  • 01/2011 → Present
    Ing Financial Partners, Inc.
    Windsor, CT
Previous Registrations
  • 2011-01-03 → 2012-08-31
    Voya Financial Advisors, Inc.
    Windsor, CT
  • 2010-09-08 → 2011-01-03
    Voya Financial Partners, Llc
    Windsor, CT
    Windsor, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-03
S63 Uniform Securities Agent State Law Examination 2007-11-01
  • S65 Uniform Investment Adviser Law Examination
    2010-09-03
  • S63 Uniform Securities Agent State Law Examination
    2007-11-01

View on SEC IAPD

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