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Current Employers
Exodus Wealth, Llc

2400 East Commercial Boulevard Suite 706, Fort Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-01-06
  • NJ RA
    APPROVED
    Since 2020-01-06

Branch Locations

2400 East Commercial Boulevard Suite 706, Fort Lauderdale, FL 33308 • United States

Pompton Plains, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tfs Securities, Inc. Ironia NJ 09/1994 09/2018
Fortune Financial Services, Inc Monaca PA 11/2016 Present
Prosperity Wealth Management Inc. San Ramon CA 09/2018 Present
  • 09/1994 → 09/2018
    Tfs Securities, Inc.
    Ironia, NJ
  • 11/2016 → Present
    Fortune Financial Services, Inc
    Monaca, PA
  • 09/2018 → Present
    Prosperity Wealth Management Inc.
    San Ramon, CA
Previous Registrations
  • 2018-10-03 → 2019-12-31
    Pompton Plains, NJ
  • 2018-09-20 → 2018-09-27
    Prosperity Financial Group, Inc.
    Pompton Plains, NJ
  • 2010-09-09 → 2016-11-23
    World Investments, Llc
    Pompton Plains, NJ
    Pompton Plains, NJ
    Cedar Knolls, NJ
Other Businesses

NATIONAL FLOOD INSURANCE PROGRAM P.O. BOX 2965, SHAWNEE MISSION, KS 66201 START - 1980'S POSITION - AGENT SELL AND SERVICE FLOOD INSURANCE POLICIES. CAMP SHILOH 753 BURNT MEADOW ROAD, HEWITT, NJ MISSIONARY FROM 01/01/2013 - 03/31/2013 Rep sells insurance and fixed annuities thru Ash Brokerage - 9/2021 Rep is an IAR with Prosperity WM - 9/26/2018

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-08
S63 Uniform Securities Agent State Law Examination 1992-04-16
  • S65 Uniform Investment Adviser Law Examination
    2010-09-08
  • S63 Uniform Securities Agent State Law Examination
    1992-04-16

View on SEC IAPD

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