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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-19 |
| TX | RA | APPROVED_RES | 2010-02-08 |
Branch Locations
971 Sibley Memorial Hwy Suite 100, St. Paul, MN 55118-2250 • United States
Deephaven, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc. | St Paul | MN | 03/2008 | Present |
| City National Bank | Saint Paul | MN | 05/2019 | Present |
NAME OF ENTITY: Carl and Holly Jones Family Foundation AKA Catch a Break ADDRESS: 525 Linden Road Excelsior, MN 55331 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: 501(c)(3) that awards scholarships and provides mentoring to students. START DATE: 10.01.23 CAPACITY: Board of Directors DUTIES: Provide input on the management of the organization and vote on issues that are put to a vote. HOURS DEVOTED PER MONTH: 0.25 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-24 |
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