George Stephen Urist

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03
TX	RA	APPROVED_RES	2008-02-26

NY RA
APPROVED

Since 2021-08-03
TX RA
APPROVED_RES

Since 2008-02-26

Branch Locations

5730 Commons Park Drive, East Syracuse, NY 13057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)	Syracuse	NY	12/1989	Present

12/1989 → Present

Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)

Syracuse, NY

Other Businesses

(1) 03/06/09 - NON-VARIABLE INSURANCE, SELLING FIXED ANNUITIES. (2) 02/09/2011 - NON-VARIABLE INSURANCE DBA, URIST FINANCIAL & ASSOCIATES, INC. (3) 02/11/2011- DBA: URIST FINANCIAL AND RETIREMENT PLANNING, INC. (4) 07/25/2013 - NOTARY - NOTARIZE SIGNATURES - EAST SYRACUSE, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-08-17

S63 Uniform Securities Agent State Law Examination

1984-08-17

Other Names

George S Urist

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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