Jack Clark Herndon

Current Employers

Thoroughbred Financial Services, Llc

5110 Maryland Way, Suite 300, Brentwood, TN 37027-7508 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2008-01-11
TN	RA	APPROVED	2004-01-06

TX RA
APPROVED_RES

Since 2008-01-11
TN RA
APPROVED

Since 2004-01-06

Branch Locations

5110 Maryland Way Suite 300, Brentwood, TN 37027 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Thoroughbred Financial Services, Llc	Brentwood	TN	06/1999	Present

06/1999 → Present

Thoroughbred Financial Services, Llc

Brentwood, TN

Other Businesses

THOROUGHBRED FINANCIAL SERVICES (INDEPENDENT INSURANCE AGENCY) 5110 MARYLAND WAY, SUITE 300, BRENTWOOD, TN 37027 - INVESTMENT RELATED - INSURANCE AGENT - SINCE 1999- ESTIMATED 5% OF TIME (8 HRS A MONTH) DEVOTED TO THIS AREA WHICH OCCURS DURING SECURITIES TRADING HOURS. ENGAGED IN SELLING LIFE, DISABILITY, MEDICAL AND LONG TERM CARE INSURANCE.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-10-03

S63 Uniform Securities Agent State Law Examination

1984-10-03

View on SEC IAPD

Current Employers

Thoroughbred Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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