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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1998-01-12 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Life Agency Inc. * | Los Angeles | CA | 08/1983 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 08/1983 | Present |
| Bank Of America, N.A. | Beverly Hills | CA | 08/2011 | Present |
I*55185 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CIDEL INVESTMENT RELATED: Y ADDRESS OF BUSINESS: SCOTTSDALE, ARIZONA 85258 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 5/31/2013 NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FAMILY SINGLE MEMBER LLC FOR THE PURPOSE OF INVESTING IN RESIDENTIAL REAL ESTATE. I'M AUTHORIZED TO DO BANKING FOR THE ENTITY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1984-12-19 |
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