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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-01 |
| WI | RA | APPROVED | 2020-11-12 |
Branch Locations
909 N. Mayfair Road Suite 200A, Wauwatosa, WI 53226 • United States
1018 S Archers Way, Nekoosa, WI 54457 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Coloso Investments | Wauwatosa | WI | 01/2002 | Present |
| First Allied Securities, Inc. | San Diego | CA | 05/2008 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2016 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Cetera Advisors Llc | Wauwatosa | WI | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
1.)MICHAEL J COLOSO REV SUPPLEMENTAL TRUST; TRUSTEE; TRUSTEE OR OTHER FIDUCIARY POSITION; START DATE:10/7/2009. 2.) INSURANCE SERVICES GROUP, INC. INDEPENDENT CONTRACTOR. START DATE 5/18/2011. 3.) JOHN COLOSO INVESTMENTS; DBA(ONLY OFFERS FIRST ALLIED PRODUCTS/SERVICES); START DATE 01/30/2008. 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE:09/2023, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS FIXED ANNUITIES; 5) NAME OF OTHER BUSINESS: N/A, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: NOTARY SERVICES, START DATE: 01/2002, POSITION/TITLE/RELATIONSHIP: NOTARY, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: NOTARIZE BUSINESS DOCUEMNTS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1984-08-02 |
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