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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-01
WI RA APPROVED 2020-11-12
  • TX RA
    APPROVED_RES
    Since 2022-11-01
  • WI RA
    APPROVED
    Since 2020-11-12

Branch Locations

909 N. Mayfair Road Suite 200A, Wauwatosa, WI 53226 • United States

1018 S Archers Way, Nekoosa, WI 54457 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
John Coloso Investments Wauwatosa WI 01/2002 Present
First Allied Securities, Inc. San Diego CA 05/2008 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2016 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Wauwatosa WI 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 01/2002 → Present
    John Coloso Investments
    Wauwatosa, WI
  • 05/2008 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2016 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Wauwatosa, WI
  • 11/2020 → Present
    Schaumburg, IL
Previous Registrations
  • 2016-07-12 → 2020-11-12
    First Allied Advisory Services, Inc.
    Wauwatosa, WI
  • 2007-01-03 → 2012-12-31
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    Wauwatosa, WI
  • 2002-01-31 → 2007-01-03
    Ffp Advisory Services Inc
    Wauwatosa, WI
Other Businesses

1.)MICHAEL J COLOSO REV SUPPLEMENTAL TRUST; TRUSTEE; TRUSTEE OR OTHER FIDUCIARY POSITION; START DATE:10/7/2009. 2.) INSURANCE SERVICES GROUP, INC. INDEPENDENT CONTRACTOR. START DATE 5/18/2011. 3.) JOHN COLOSO INVESTMENTS; DBA(ONLY OFFERS FIRST ALLIED PRODUCTS/SERVICES); START DATE 01/30/2008. 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE:09/2023, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS FIXED ANNUITIES; 5) NAME OF OTHER BUSINESS: N/A, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: NOTARY SERVICES, START DATE: 01/2002, POSITION/TITLE/RELATIONSHIP: NOTARY, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: NOTARIZE BUSINESS DOCUEMNTS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-24
S63 Uniform Securities Agent State Law Examination 1984-08-02
  • S66 Uniform Combined State Law Examination
    2016-06-24
  • S63 Uniform Securities Agent State Law Examination
    1984-08-02

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