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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-05-07
  • TX RA
    APPROVED_RES
    Since 2013-05-07

Branch Locations

5690 W Chandler Blvd Ste 4, Chandler, AZ 85226-3356 • United States

16810 E Ave Of The Fountains Ste 201, Fountain Hills, AZ 85268 • United States

3623 Crossings Dr Ste 125, Prescott, AZ 86305 • United States

15333 N Pima Rd Ste 225, Scottsdale, AZ 85260 • United States

3100 W Ray Rd Ste 201 San Tan Corporate Cent, Chandler, AZ 85226 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Chandler AZ 09/2005 03/2020
Ameriprise Financial Services, Llc Chandler AZ 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 5690 W. Chandler Blvd, Suite 4, , Chandler, AZ, 85226; Not Investment-Related; 02/01/2013. Board of Directors; Chandler Midway Office Condominimum Association; President; 627 S. 48th St. Suite 110, , Tempe, AZ, 85281; Not Investment-Related; 10/01/2013; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-08-15
  • S63 Uniform Securities Agent State Law Examination
    1984-08-15

View on SEC IAPD

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