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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2005-06-30 |
| AL | RA | APPROVED | 1996-08-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fairhope | AL | 06/1995 | Present |
| Bank Of America, N.A. | Fairhope | AL | 07/2011 | Present |
I*24667For profit or not for profit: For-Profit OrganizationName of outside business organization: Macaluso Realty CompanyInvestment related: NAddress of business:New Orleans, Louisiana 70118Nature of business: S-Corp,Position, title, association: Advisory Board Member, Start date of relationship: 12:00:00 AMNumber of hours devoted: 10 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: member of the board/ PresidentI*24660FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: JOS. MACALUSO REALTYINVESTMENT RELATED: NADDRESS OF BUSINESS:NEW ORLEANS, LOUISIANA 70118NATURE OF BUSINESS: OTHER, C CORPPOSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 6/30/2009NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: DIRECTOR / BOARD MEMBER, PRESIDENTI*24665For profit or not for profit: For-Profit OrganizationName of outside business organization: Mabros RealtyInvestment related: NAddress of business:New Orleans, Louisiana 70118Nature of business: S-Corp,Position, title, association: Advisory Board Member, Start date of relationship: 12:00:00 AMNumber of hours devoted: 10 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: member of the board I*3129270 Entity Type: N/A Name of OBA: Phoenix Gulf Shores II HOA Board Address: Gulf Shores, Alabama, 36547 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 12/06/2025 Number of Hours: 5, Monthly Number of Hours during trading: 0, Monthly Duties: HOA Board service. It is my understanding that this will involve reviewing the recommendations from the management team that perform the day to day tasks. This condo is part of a 23 building group, each with its own board and management team, but they operate according to the same set of guidelines. I spoke to the lead person in management for our building and she said that mostly the board rubber stamps contracts that have already been negotiated, but there are building specific items that come up from time to time. This is a new board, so there is no one else to ask. I hope this helps. They know that I can't be involved in anything that involves finance or the funds of the organization.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-04 |
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