Nicholas Joseph Chopey

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2018-10-26

NJ RA
APPROVED

Since 2018-10-26

Branch Locations

90 Woodbridge Center Drive 7Th Floor, Woodbridge, NJ 07095 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Westfield	NJ	08/2016	05/2018
Axa Advisors Llc	New York	NY	06/2018	06/2020
Equitable Advisors, Llc	New York	NY	06/2018	Present

08/2016 → 05/2018

Unemployed

Westfield, NJ
06/2018 → 06/2020

Axa Advisors Llc

New York, NY
06/2018 → Present

Equitable Advisors, Llc

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-18
S63	Uniform Securities Agent State Law Examination	1988-01-21

S66 Uniform Combined State Law Examination

2018-10-18
S63 Uniform Securities Agent State Law Examination

1988-01-21

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

Exams

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