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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-18 |
| SC | RA | APPROVED | 2021-01-08 |
| CA | RA | APPROVED | 2019-05-23 |
| TX | RA | APPROVED_RES | 2018-10-12 |
| PA | RA | APPROVED | 2017-07-14 |
| CT | RA | APPROVED | 2015-01-09 |
| VA | RA | APPROVED | 2013-05-09 |
| FL | RA | APPROVED | 2010-06-11 |
| NJ | RA | APPROVED | 2002-07-30 |
Branch Locations
90 Woodbridge Center Drive 7Th Floor, Woodbridge, NJ 07095 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
VARIOUS OUTSIDE INSURANCE BROKERAGE CONTRACTS. Outside Insurance carrier: Brown and Brown Metro LLC; ADMINISTRATOR OR EXECUTOR OF AN ESTATE OR TRUSTEE OF A TRUST FOR A NON-FAMILY MEMBER; Trustee for non-family member; Second trustee and executer of estate for immediate family members;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-22 |
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