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Apple & Associates CRD 126849
$138M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
565 Brunswick Road, Suite 8, Grass Valley, CA 95945 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-18 |
| CA | RA | APPROVED | 2003-05-12 |
Branch Locations
565 Brunswick Road Suite 8, Grass Valley, CA 95945 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Apple & Associates | Grass Valley | CA | 01/2001 | Present |
| Foothill Securities, Inc. | Grass Valley | CA | 09/2014 | 12/2016 |
| Asset Marketing Systems Insurance Services, Llc | San Diego | CA | 01/2002 | Present |
Asset Marketing Systems Insurance Services, LLC; 15050 Avenue of Science, Ste. 100 San Diego, CA 92128; insurance sales agent; 01/01/2002; non-investment related; less than 1 hour/month, potentially during trading hours; Insurance sales.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-05-23 |
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