James M Goldslager

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1996 → Present
  Guardian Life Insurance
  New York, NY
• 05/1999 → 04/2022
  Park Avenue Securities Llc
  New York, NY
• 04/2022 → 06/2024
  Securities America, Inc.
  West Palm Beach, FL
• 04/2022 → 06/2024
  Securities America Advisors
  West Palm Beach, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  West Palm Beach, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  West Palm Beach, FL

Previous Registrations

• 2022-04-25 → 2024-06-14
  Securities America Advisors, Inc.
  West Palm Beach, FL
• 2001-10-04 → 2022-04-27
  Park Avenue Securities Llc
  Parsippany, NJ
  Parsippany, NJ

Other Businesses

1.DBA: Utterly Financial 2. JAMES M GOLDSLAGER POSITION: sales NATURE: Retired Guardian Life insurance contract sale of life insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 3 START DATE: 06/01/1996 ADDRESS: 7018 Ayrshire Lane, Boca Raton FL 33496, United States DESCRIPTION: Receive service fees form prior life insurance sales Receive commissions on new sales 3. JAMES M GOLDSLAGER POSITION: sales NATURE: selling mutual funds, 401 k plans INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 04/22/2022 ADDRESS: 2005 Vista Parkway Suite 112, West Palm Beach FL 33411, United States DESCRIPTION: selling Mutual Funds Selling annuities 4. BRAG ASSOCIATES LLC POSITION: Owner NATURE: RIA fees INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/16/2022 ADDRESS: 7018 Ayrshire Lane, Boca Raton FL 33496, United States DESCRIPTION: Receive Investment advisory Fees 5. BRAG ASSOCIATES POSITION: president NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1990 ADDRESS: 7018 Ayrshire Lane, BOCA RATON FL 33496, United States DESCRIPTION: health / lnsurance life insurance 6. BRAG ASSOCIATES POSITION: president NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 7018 Ayrshire Lane, BOCA RATON FL 33496, United States DESCRIPTION: life insurance servicing

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-11-30
• S63 Uniform Securities Agent State Law Examination
  1996-07-25

Other Names

• James Michael Goldslager