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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2009-10-28 |
Branch Locations
1 University Plaza Suite 205, Hackensack, NJ 07601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wetter And Convertini Cpa Llc | Hackensack | NJ | 01/1996 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2005 | Present |
| Frank J. Convertini Cpa Pc | Hackensack | NJ | 02/2004 | Present |
| Cetera Investment Advisors Llc | Schaumburg | IL | 10/2009 | Present |
1) WETTER&CONVERTINI,CPA.LLC, NOT INV REL, COMPILATION, REVIEW, AUDIT CONSULTING, FIN STMT PREP, MEMB. 50% VIA FRANK J. CONVERTINI CPA PC, SINCE 01/1996, 40H/WK, PARTNER: STEPHEN B. WETTER; 2) FRANK J. CONVERTINI, CPA PC, NOT INV REL, OWNS 50% OF WETTER & CONVERTINI, CPA LLC, F CONVERTINI CONSULTING, PREPARE TAX RETURNS, FIN STATEMENTS, 100% OWNER, PRES, SINCE 01/2004, 40H/WK;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-16 |
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