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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-04-26 |
Branch Locations
6034 West Courtyard Drive Suite 305, Austin, TX 78730 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Austin | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Austin | TX | 11/2016 | 04/2018 |
| Raymond James & Associates, Inc. | Austin | TX | 04/2018 | Present |
3819 SOUTHWAY LLC, INV-REL, AUSTIN, TX, 67% OWNERSHIP, START: 5/7/15, 2 HRS/MO, 0 DURING TRADING. KST OIL LLC; INV. RELATED; VICTORIA, TX; OWNER; START DATE 9/2015; 0 HRS PER MONTH; NO DUTIES, PASSIVE INVESTOR IN OIL WELLS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-09-13 |
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