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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-11-07
TN RA APPROVED 2011-07-27
  • TX RA
    APPROVED_RES
    Since 2014-11-07
  • TN RA
    APPROVED
    Since 2011-07-27

Branch Locations

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

1101 Broad Street Suite 105, Chattanooga, TN 37402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Benjamin F Edwards & Co Chattanooga TN 07/2011 Present
  • 07/2011 → Present
    Benjamin F Edwards & Co
    Chattanooga, TN
Previous Registrations
Other Businesses

1.)MCALLIE SCHOOL, 500 DODDS AVE, CHATTANOOGA, TN 37402. TRUSTEE - ATTEND QUARTERLY MEETINGS AND DISCUSS DIRECTION OF THE SCHOOL. START DATE 11/8/2018, APPROX 3 HOURS PER MONTH, 3 DURING MARKET HOURS. 2.) RENTAL PROPERTY - 179 PINE NEEDLE WAY, SANTA ROSA BEACH, FL 32459. 100% OWNER W/ SPOUSE,INVESTMENT-RELATED, START DATE 12/01/2018, APPROX 5 HOURS PER MONTH, 0 DURING MARKET HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-19
S63 Uniform Securities Agent State Law Examination 1984-07-25
  • S65 Uniform Investment Adviser Law Examination
    2011-11-19
  • S63 Uniform Securities Agent State Law Examination
    1984-07-25
Other Names
  • Ward Petty

View on SEC IAPD

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