Gregory Joseph George

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	1995-03-06

WA RA
APPROVED

Since 1995-03-06

Branch Locations

925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States

Seattle, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Seattle	WA	01/1995	Present

01/1995 → Present

Ubs Financial Services Inc.

Seattle, WA

Other Businesses

1. 3405 & 3407 sw seola ln, seattle, wa, rental, Proprietor / owner, upkeep, start date-9/1/2020, waUnited States-98146. 2. Seola LLC, hold rental prop, Proprietor / owner, maintain holdings, start date-9/1/2020, wa United States-98146.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-01-22
S63	Uniform Securities Agent State Law Examination	1984-07-30

S65 Uniform Investment Adviser Law Examination

1992-01-22
S63 Uniform Securities Agent State Law Examination

1984-07-30

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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