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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-02-12 |
| KS | RA | APPROVED | 2009-06-01 |
| OK | RA | APPROVED | 2009-06-01 |
Branch Locations
1617 North Waterfront Parkway Suite 200, Wichita, KS 67206 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Wichita | KS | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
(A) 1. NAME & NATURE OF THE BUSINESS: PRAIII LLC 2. IS THIS OBI INVESTMENT RELATED? NO 3. IS THE BUSINESS RECOGNIZED AS TAX EXEMPT, CHARITABLE, CIVIC, RELIGIOUS, OR FRATERNAL? NO 4. WHAT IS THE ADDRESS OF THE BUSINESS? 921 N. STAGECOACH WICHITA, KANSAS 67230 5. PLEASE PROVIDE YOUR POSITION, TITLE, OR RELATIONSHIP WITH THE OTHER BUSINESS: OWNER/ PROPRIETOR 6. DO YOU OWN ANY SHARES IN THE BUSINESS? IF YES, HOW MANY? 100% OWNERSHIP BY MY REVOCABLE LIVING TRUST 7. HOW MANY HOURS/MONTH DO YOU DEVOTE TO THE BUSINESS? ONLY THE TIME REQUIRED TO ANSWER THESE INQUIRIE 8. HOW MANY OF THOSE HOURS ARE DURING SECURITIES TRADING HOURS? ALL DUE TO THE FACT THAT I RESPOND TO THESE INQUIRIES AT WORK 9. BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE BUSINESS: I ESTABLISHED THIS LLC A FEW YEARS AGO TO POTENTIALLY HOLD A "CONCEPTUAL IDEA" CALLED THE TIMELINE. THE PROJECT HAS NOT DEVELOPED; THERE IS ZERO ACTIVITY, AND ZERO VALUE IN THIS ENTERPRISE. AS NOTED ABOVE, THIS TAKES ZERO TIME OUTSIDE OF THE TIME REQUIRED TO ANSWER COMPLIANCE INQUIRIES REGARDING THE TIME THAT THIS REQUIRES. I HOPE THIS CLARIFIES THE LLC, AND ANSWERS ALL OF YOUR QUESTIONS. (B) *445337- Attwater Holdings LLC.; Investment related Yes; Wichita, Kansas; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2021; During business hours: 0; After business hours: 3; Property Management (C)* 445461- Trust; Investment related -Yes; Wichita, Kansas; Trust; Trustee/Co-Trustee; 06/2021; During business hours: 0; After business hours: 2; (D) *445463- Trust; Investment related-Yes; Wichita, Kansas; 07/2022; During business hours: 0; After business hours: 2 (E) *543873 - Wichita State University - Barton School of Business; Investment related No; Wichita, Kansas; Public Schools; Student Advisor (proprietor, partner, officer, director, employee, trustee, agent); 03/2023 ; During business hours: 2; After business hours: 3; Educate Students on Saving, Investing, Planning, Wealth Managment. *543875 - DeForest Family Farms; Investment related-Yes; Alta Vista, Kansas; Agriculture, Rental Property, Real Estate; Trustee (proprietor, partner, officer, director, employee, trustee, agent); 02/2023; During business hours: 0; After business hours: 1; Provide oversight of management of farm/ ranch land/ rental house/ natural resources *585298 - JD4 Ranch; Investment related-Yes; Wichita, Kansas; Agriculture, Real Estate, Water Lease; Trustee (proprietor, partner, officer, director, employee, trustee, agent); 02/2023; During business hours: 0; After business hours: 1; Provide Oversight of Farm/ Ranch land/ Water Lease/ Cell Tower Lease
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-27 |
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