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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-12-04 |
| NC | RA | APPROVED | 2019-11-02 |
Branch Locations
1944 Hendersonville Rd Bldg 1-E, Asheville, NC 28803 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Shelby | NC | 08/2015 | 03/2017 |
| Massmutual Life Insurance Co | Asheville | NC | 07/2016 | 10/2019 |
| Mml Investors Services, Llc | Asheville | NC | 03/2017 | 10/2019 |
| Lpl Financial Llc | Asheville | NC | 10/2019 | Present |
1) 09/13/2019 - Non-Variable Insurance - inv related - at reported business location(s) 2) 01/05/2026 - SRJudgeFam Corporation - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 10/03/2019 - 5 hours per month/ 1 hour during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-10-16 |
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