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4222 Grantline Road, New Albany, IN 47150 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2007-07-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Equity Investment Corporation | New Albany | IN | 10/1996 | 08/2023 |
| Regulus Financial Group, Llc | Kentwood | MI | 08/2023 | Present |
| American Capital Management, Inc. | New Albany | IN | 07/2007 | Present |
Fixed and Variable insurance/annuity products producer. Business Name: American Capital Management - Investment Related: Yes - Address: 4222 Grantline Rd, New Albany, IN 47150 - Nature of Business: Investment Advisor Representative Activities - Title or Relationship: Investment Advisor Representative - Start Date: 11/1/2013 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-07 |
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