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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2004-04-06
TX RA APPROVED_RES 1985-07-15
  • GA RA
    APPROVED
    Since 2004-04-06
  • TX RA
    APPROVED_RES
    Since 1985-07-15

Branch Locations

7310 N Lake Dr, Columbus, GA 31909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbus GA 06/1984 Present
Bank Of America, Na Columbus GA 11/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-08
S63 Uniform Securities Agent State Law Examination 1984-09-12
  • S65 Uniform Investment Adviser Law Examination
    1996-03-08
  • S63 Uniform Securities Agent State Law Examination
    1984-09-12
Other Names
  • Rembert C Hoser

View on SEC IAPD

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