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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
Branch Locations
5301 East State Street Suite 113, Rockford, IL 61108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Arlington Heights | IL | 05/1984 | 11/2024 |
| Lpl Enterprise, Llc | Rockford | IL | 11/2024 | Present |
1) 09/06/2024 - Rockford Preferred Insurance Services, LLC - Non-Variable Insurance - Service and sales related to individual and employer sponsored medical insurance - INV Related - At Rockford, IL - Start Date 09/01/2003 - 30hrs/mth - 20hrs/mth During Trading 2) 09/06/2024 - Spinker Financial Services - DBA for LPL Business (entity for LPL business) - RIA activities and sales and service of investment products - At reported business location(s) - Start Date 06/13/2022 - 160hrs/mth - 160hrs During Trading 3) 12/27/2024 - Prudential Financial - Non-Variable Insurance/Insurance Agency - sales and service proprietary and non proprietary fixed life and fixed annuity products through Prudential Advisrors - INV Related - At Rockford, IL - Start Date 05/10/1984 - 150hrs/mth - 75hrs During Trading 4) 03/19/2025-Property and Casualty-Agent-Inv related-At Rockford, IL-Start date 03/01/2000-1hrs/mth-1hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-16 |
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