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Current Employers
First Financial Services, Llc

1509 Mart Drive Suite B, Little Rock, AR 72202 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-01-01
TX RA APPROVED_RES 2024-04-30
  • AR RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2024-04-30

Branch Locations

1509 Mart Drive Suite B, Little Rock, AR 72202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Alexon Corporation Little Rock AR 04/1998 10/2018
Consolidated Agents, Inc. Jacksonville FL 06/2000 11/2018
Cambridge Investment Research, Inc Fairfield IA 12/2011 11/2018
Cambridge Investment Research Advisors, Inc Fairfield IA 12/2011 11/2018
Sowell Financial Services, Llc Dba Sowell Mgmt. Services, Llc Little Rock AR 10/2018 03/2023
M.S. Howells & Co Scottsdale AZ 11/2018 Present
First Financial Services, Llc Little Rock AR 03/2024 Present
  • 04/1998 → 10/2018
    Alexon Corporation
    Little Rock, AR
  • 06/2000 → 11/2018
    Consolidated Agents, Inc.
    Jacksonville, FL
  • 12/2011 → 11/2018
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 12/2011 → 11/2018
    Fairfield, IA
  • 10/2018 → 03/2023
    Sowell Financial Services, Llc Dba Sowell Mgmt. Services, Llc
    Little Rock, AR
  • 11/2018 → Present
    M.S. Howells & Co
    Scottsdale, AZ
  • 03/2024 → Present
    Little Rock, AR
Previous Registrations
Other Businesses

1.MARCH 2024; FIRST FINANCIAL SERVICES, LLC, LITTLE ROCK, AR; INVESTMENT RELATED; REGISTERED INVESTMENT ADVISOR; RIA REPRESENTATIVE; CEO; OPERATIONAL DUTIES OF RIA; DEVOTE 80 HRS/MO, 80 HRS/MO DURING MARKET HOURS. 2.MARCH 2010; SANDERS FINANCIAL, INC, LITTLE ROCK, AR; NON INVESTMENT RELATED; DBA TO PAY SALARY; PRESIDENT; ADMINISTRATIVE; DEVOTE 1 HR/MO DURING MARKET HOURS. 3.SEPT 1990; REUNION ASSOCIATES, INC., LITTLE ROCK, AR; NON INVESTMENT RELATED; SALE FIXED LIFE, HEALTH AND DISABILITY INSURANCE; PRESIDENT; INSURANCE SALES; 50 HRS/MO DURING MARKET HOURS. 4. MAY 2007; SANDERS RIVER RESORT LLC, LITTLE ROCK, AR; NON INVESTMENT RELATED; RENTAL PROPERTY; MANAGING MEMBER; ADMINISTRATIVE; DEVOTE 2 HRS/MO DURING MARKET HOURS. 5.MAY 2005; SANDERS ART, LLC, LITTLE ROCK, AR; NON INVESTMENT RELATED; SPOUSE IS AN ARTIST, HELP PROMOTE HER ART AND HANDLE THE BOOKS; ADMINISTRATIVE; DEVOTE 5 HRS/MO DURING NON MARKET HOURS. 6.OCT 2015; SPRING FDN, LITTLE ROCK, AR; NON INVESTMENT RELATED; BOARD MEMBER; 501(C) 3; BOARD CHAIN, MANAGE BUDGET, PROMOTION; DEVOTE 20 HRS/MO, 10 HRS/MO DURING MARKET HOURS .

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-21
S63 Uniform Securities Agent State Law Examination 1997-04-07
  • S65 Uniform Investment Adviser Law Examination
    1997-04-21
  • S63 Uniform Securities Agent State Law Examination
    1997-04-07
Other Names
  • Tom Sanders

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