Best Investors Account Sign in
Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-01-21
NY RA APPROVED 2025-01-05
CT RA APPROVED 2024-12-17
VA RA APPROVED 2023-01-25
TX RA APPROVED_RES 2022-07-28
WY RA APPROVED 2022-01-07
PA RA APPROVED 2021-11-15
FL RA APPROVED 2021-11-12
CA RA APPROVED 2020-10-26
WI RA APPROVED 2020-09-11
KY RA APPROVED 2020-07-10
NV RA APPROVED 2020-07-06
MA RA APPROVED 2020-01-07
MN RA APPROVED 2018-10-19
MI RA APPROVED 2013-03-28
IN RA APPROVED 2011-08-10
IL RA APPROVED 2006-04-13
  • NC RA
    APPROVED
    Since 2025-01-21
  • NY RA
    APPROVED
    Since 2025-01-05
  • CT RA
    APPROVED
    Since 2024-12-17
  • VA RA
    APPROVED
    Since 2023-01-25
  • TX RA
    APPROVED_RES
    Since 2022-07-28
  • WY RA
    APPROVED
    Since 2022-01-07
  • PA RA
    APPROVED
    Since 2021-11-15
  • FL RA
    APPROVED
    Since 2021-11-12
  • CA RA
    APPROVED
    Since 2020-10-26
  • WI RA
    APPROVED
    Since 2020-09-11
  • KY RA
    APPROVED
    Since 2020-07-10
  • NV RA
    APPROVED
    Since 2020-07-06
  • MA RA
    APPROVED
    Since 2020-01-07
  • MN RA
    APPROVED
    Since 2018-10-19
  • MI RA
    APPROVED
    Since 2013-03-28
  • IN RA
    APPROVED
    Since 2011-08-10
  • IL RA
    APPROVED
    Since 2006-04-13

Branch Locations

350 South Northwest Highway Suite 338, Park Ridge, IL 60068 • United States

Chicago, IL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America Rosemont IL 03/2012 01/2023
Park Avenue Securities Llc Rosemont IL 03/2012 01/2023
Guardian Life Insurance Park Ridge IL 01/2023 Present
Park Avenue Securities Park Ridge IL 01/2023 Present
Guardian Life Insurance Company Chicago IL 06/2024 Present
Park Avenue Securities Chicago IL 06/2024 Present
  • 03/2012 → 01/2023
    Guardian Life Insurance Co Of America
    Rosemont, IL
  • 03/2012 → 01/2023
    Rosemont, IL
  • 01/2023 → Present
    Guardian Life Insurance
    Park Ridge, IL
  • 01/2023 → Present
    Park Avenue Securities
    Park Ridge, IL
  • 06/2024 → Present
    Guardian Life Insurance Company
    Chicago, IL
  • 06/2024 → Present
    Park Avenue Securities
    Chicago, IL
Previous Registrations
  • 2003-10-14 → 2005-07-19
    Msi Financial Services, Inc.
    Downers Grove, IL
Other Businesses

1. Advanced Strategies & Design, LLC - DBA-Designing wealth accumulation and preservation strategies,. Start: 10/15/2010, Address: 350 S. Northwest Highway, Suite 300 Park Ridge, IL 60068, 240 total hours per month; 120 during securities trading hours, Investment related, More than 10% annual compensation, 2) 1727 - 29 W. Farwell Avenue Building, LLC-owner of a 7-unit apartment building, Start: 08/09/2019, Address: 1727-29 W. Farwell Ave. Chicago, IL 60626, 5 total hours per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-08-10
  • S63 Uniform Securities Agent State Law Examination
    1992-08-10
Designations
  • Chartered Financial Consultant
Other Names
  • Laura L Gatliff
  • Laura Lee Gatliff
  • Laura Lee Davis

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Park Ridge, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor