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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-09-23 |
| NC | RA | APPROVED | 2010-08-17 |
Branch Locations
695 E Arlington Blvd Stes 101 & 200, Greenville, NC 27858 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Greenville | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Greenville | NC | 11/2016 | Present |
NOTARY PUBLIC; NOT INVESTMENT RELATED; GREENVILLE, NC; 1 HR MONTH; 0 HR DURING TRADING; NOTARIZE DOCUMENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-25 |
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