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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-03-03
TX RA APPROVED_RES 2019-01-17
  • MI RA
    APPROVED
    Since 2021-03-03
  • TX RA
    APPROVED_RES
    Since 2019-01-17

Branch Locations

4855 State St Ste 5, Saginaw, MI 48603 • United States

Saginaw, MI • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Saginaw MI 02/2008 11/2018
Ameriprise Financial Services, Inc. Saginaw MI 11/2018 03/2020
Ameriprise Financial Services, Llc Saginaw MI 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; Dijak Consulting PLC; Owner; Sole purpose is to create a tax ID so I can have my one staff person receive payroll; 5795 Pine Gate Dr., , Saginaw, MI, 48603; Not Investment-Related; 01/09/2019; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-23
S63 Uniform Securities Agent State Law Examination 1984-07-03
  • S65 Uniform Investment Adviser Law Examination
    2010-08-23
  • S63 Uniform Securities Agent State Law Examination
    1984-07-03

View on SEC IAPD

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