Inactive

Joe Henry Connell

Modern Wealth Management, LLC

Kansas City, MO

Public Safety Financial/Galloway

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Current Employers

Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-08-29

AZ RA
APPROVED

Since 2025-08-29

Branch Locations

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

1138 N Alma School Rd, Mesa, AZ 85201 • United States

Public Safety Financial/Galloway

1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-11-13
AZ	RA	APPROVED	2015-01-13

TX RA
APPROVED_RES

Since 2019-11-13
AZ RA
APPROVED

Since 2015-01-13

Branch Locations

1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Galloway Asset Management, Llc	Mesa	AZ	12/2014	Present
Modern Wealth Management, Llc	Mesa	AZ	08/2025	Present

12/2014 → Present

Galloway Asset Management, Llc

Mesa, AZ
08/2025 → Present

Modern Wealth Management, Llc

Mesa, AZ

Previous Registrations

2011-05-09 → 2014-12-23

Cambridge Investment Research Advisors, Inc.

Chandler, AZ
2010-06-21 → 2011-01-26

Mml Investors Services, Llc

Scottsdale, AZ
2001-10-24 → 2009-03-04

Valic Financial Advisors, Inc.

Little Rock, AR

Tulsa, OK

Little Rock, AR

El Paso, TX

Houston, TX

Novi, MI

Phoenix, AZ

Glendale, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-20
S63	Uniform Securities Agent State Law Examination	1984-11-30

S65 Uniform Investment Adviser Law Examination

1999-12-20
S63 Uniform Securities Agent State Law Examination

1984-11-30

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.

LPL FINANCIAL LLC

U.S. BANCORP ADVISORS, LLC

DOMINION PORTFOLIO MANAGEMENT, INC.

COPPER FINANCIAL

OSAIC WEALTH, INC.

MARKET INVESTMENT GROUP, LLC

Other Investors

FRANK JOSEPH JANACARO

SETH ALLAN KEETHLER

William Scott Wiley

Frederick G Prewitt

JOSEPH MARINO ST GEORGE

ADELINE ELIZABETH KROPF

Michael Andrew Keeton

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Kansas City, MO

LPL FINANCIAL LLC · Kansas City, MO

U.S. BANCORP ADVISORS, LLC · Kansas City, MO

EDWARD JONES · KANSAS CITY, MO

DOMINION PORTFOLIO MANAGEMENT, INC. · KANSAS CITY, MO

COPPER FINANCIAL · Kansas City, MO

OSAIC WEALTH, INC. · KANSAS CITY, MO

EDWARD JONES · KANSAS CITY, MO

More in Kansas City, MO

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