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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-05-10
  • VA RA
    APPROVED
    Since 2022-05-10

Branch Locations

1800 Tysons Blvd 5Th Floor, Suite 550, Mclean, VA 22102 • United States

Front Royal, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Fl Frederick MD 08/2014 04/2022
Ubs Financial Services Inc. Mclean VA 04/2022 Present
Previous Registrations
Other Businesses

2.*469639- New Age Beverage; Investment related -No; American Fork, Utah; Wholesale/Distribution; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 12/2021; During business hours: 0; After business hours: 10; Customer Service, Business Development/Growth, Sales/Marketing 1.DoTERRA, Investment related-No, Pleasant Grove, Utah; Wholesale/Distribution; Independnt Contractor; 05/2018; During business hours: 0; After business hours: 5 2) Name of Business: Partner.Co, Inc. (Fomerly New Age Beverage. Name change effective 02/2023)/ Investment Related: No/ Nature of Business: Health and wellness products / social selling/Address: 7158 S. FLSmidth Dr. Ste 250MidvaleUtah 84047/ Role /Duty: Independent contractor - direct sales/ Start Date: 12/31/2021/ hours Devoted : NA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-11
S63 Uniform Securities Agent State Law Examination 1994-10-03
  • S65 Uniform Investment Adviser Law Examination
    1998-05-11
  • S63 Uniform Securities Agent State Law Examination
    1994-10-03

View on SEC IAPD

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