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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-02-14 |
| CT | RA | APPROVED | 2014-06-30 |
Branch Locations
2150 Post Road 2Nd Floor, Fairfield, CT 06824-5669 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Fairfiled | CT | 06/2014 | Present |
1) TRUSTEE FOR FATHER, INVESTMENT RELATED, WESTPORT, CT, START: 6/2013, 1 HOUR PER MONTH/0 DURING TRADING. 2) POWER OF ATTORNEY FOR MOTHER, INVESTMENT RELATED,WESTPORT, CT, START: 6/2013, 1 HOUR PER MONTH/0 DURING TRADING. 3) DULWICH COLLEGE USA ALUMNI; NOT INVESTMENT RELATED; 6 HIGHWOOD ROAD, WESTPORT, CT 06824; ALUMNI ASSOCIATION; SECRETARY; START DATE: 08/01/1984; 1 HR PER MONTH; I ORGANIZE A DINNER PARTY IN NEW YORK CITY ONCE A YEAR FOR THE USA ALUMNI OF MY HIGH SCHOOL
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-10-16 |
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