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Robert Carl Bouza

Ameriprise Financial Services, LLC

Staten Island, NY

Purchase, NY

Lincolndale, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

1200 South Ave. Suite 305, Staten Island, NY 10314 • United States

2900 Westchester Ave Ste 300, Purchase, NY 10577 • United States

Lincolndale, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Staten Island NY 11/2003 03/2020
Ameriprise Financial Services, Llc Staten Island NY 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-05
S63 Uniform Securities Agent State Law Examination 1984-09-14
  • S66 Uniform Combined State Law Examination
    2004-02-05
  • S63 Uniform Securities Agent State Law Examination
    1984-09-14

View on SEC IAPD

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