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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
300 Corporate Pkwy Suite 216N, Amherst, NY 14226 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Orchard Park | NY | 02/1988 | 03/2017 |
| Mml Investors Services, Llc | Amherst | NY | 03/2017 | Present |
| Massmutual Life Insurance Co | Amherst | NY | 07/2016 | Present |
1) Independent Insurance Agent - from business address - Life/Accident/Health - 1 security hours and 0 non security hours - since 03/2010 2) Independent Insurance Agent - partners auto & home group, llc Property & Casualty from business address - 4 security hours and 0 non security hours - since 07/2016 3) NAME: Kealy's Kindness Foundation INV REL: N ADD: South Park Ave, Blasdell NY NATURE: Assisting teenage girls dealing with cancer POSITION: Board Member START DATE: 01/01/2018 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 2 DESCRIBE DUTIES: As a group assisting over 100 local teenage girls and their families deal with the ravaging effects of cancer by providing physical, financial, emotional and practical support as needed. 4) Name: Orchard Park High School Academy of Finance, Inv Rel: N Addr: 4040 Baker Road, Orchard Park NY 14127, Nature: Promoting financial literacy to high school students, Position:Board Member, Start: 9/1/2005, No Hr/Mo:8 No Hr/Mo dur trading: 4 duties: Meeting with other members of the local business community to educate and bring better understanding to students of the financial needs to succeed personally and professionally.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-04-22 |
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